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The Open Archives Initiative:
A New Approach to Finding Research Materials on the Web

Libraries, archives, and other institutions are investing heavily in digitization to make information about their collections and material from them available to scholars and students via the Internet. But will researchers be able to find the electronically available resources they need?

Not easily. The limitations of commercial Internet search engines, and the uneven quality of what they turn up, often make it difficult for researchers to find material truly pertinent to their projects. The Open Archives Initiative (OAI) is an effort to decrease that difficulty.

Development

The OAI began in a meeting in Santa Fe, New Mexico, in 1999, sponsored by the Digital Library Federation (DLF) and four other organizations serving libraries and publishers. The meeting produced the "Santa Fe Convention," a technical framework for metadata "harvesting," which the DLF subsequently explored for its potential to enable researchers to locate material on their subjects, regardless of location and format, through specialized Internet portal services.

Additional meetings in 2000 led to a vision statement about the convention's possibilities, a consensus in support of more work on the convention, and the formation of an OAI Steering Committee to oversee its development. With financing from the DLF and the Coalition for Networked Information (CNI), an OAI technical working group revised the Santa Fe Convention into what is now known as the OAI Harvesting Protocol.

Testing

The DLF is now supporting the testing of the protocol. The OAI Steering Committee called for a one-to-two-year period of such experimental implementation before any further revision is made.

With support from The Andrew W. Mellon Foundation, the DLF is working with the OAI towards development of a small number of Internet gateways through which users will be able to access holdings from multiple libraries as if they were part of a single collection. Four kinds of services are under discussion with prospective Internet-access service providers.

  • services that produce responses to inquiries about a particular subject, such as Americana
  • services that provide access to resources in a particular format, such as visual documents
  • services customized by one library or consortium to meet specific needs of its patrons
  • services through which one can search across available metadata regardless of subject, format, or location of resources that the metadata describe

To begin the testing, DLF members have agreed to contribute metadata from nearly 60 online digital collections representing several million unique information objects. Work is underway to make metadata available for "harvesting" by a number of selected harvesting services.

For more information visit our Web site, www.diglib.org/architectures.htm, or contact us by e-mail at dlf@clir.org, by phone at 202-939-4750, or by post at DLF, Council on Library and Information Resources, Suite 500, 1755 Massachusetts Ave., NW, Washington, DC, 20036-2124.

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